College Ave Student Loans United States
Sep 18, 2017Full time
Job Description Regulatory Compliance Manager What You'll Be Responsible For: Review and monitor all departments of CASL for compliance with all Federal and State laws and regulations Ensure the interpretation and implementation of new and amended Federal and State laws and regulations Monitor the compliance environment at key partners via SSAE 16s and onsite testing and monitoring, as needed Conduct periodic testing of compliance procedures, controls, to ascertain CASL's conformance with consumer-related laws and regulations Ensure that CASL personnel are trained at least annually in Compliance issues. Ensure that areas referenced in either an external audit, regulatory review, or other third-party compliance assessment develop appropriate compliance procedures and implement effective monitoring programs. Oversee any regulatory compliance examinations and assessments; ensure an adequate corrective action process, as needed. What You Need: 5+ years of financial services regulatory compliance experience Prior experience in the development and execution of a complete compliance program Demonstrated leadership in and the understanding of end-to-end compliance management cycle from solicitations to response management to pricing to underwriting to account management Strong ability to evaluate and determine regulatory compliance related risks throughout the business Ability to work across the organization and with various stakeholders to ensure compliance in product design, pricing, credit parameters and distribution strategies Ability to work with other subject matter experts, industry experts, and legal counsel Knowledge and understanding of statistical methods and impact on compliance Detail-oriented with excellent organization and project management skills Ability to coordinate and prioritize tasks for multiple stakeholders and manage deadlines in a fast-paced environment Strong ability to execute while thinking both strategically and creatively What You Get: Competitive salary and bonus package Flexible vacation policy Comprehensive health, dental, life insurance, disability, and 401k benefits Opportunity to influence key decisions at every level and interact with the executive leadership team on a daily basis Small-company environment provides opportunities to gain insight into other functional departments to accelerate your knowledge of business Company Description College Ave Student Loans, a growth company in the fintech industry, is looking for a SQL Server Analyst to join its team. The only marketplace lender to focus on making loans to college students, College Ave is the first national entrant in this space since the crisis. The company was founded by experts from within student lending and from across the consumer finance industry and offers a comprehensive product line that emphasizes simple and clear terms to students and families. College Ave is well-capitalized, having raised more than $70mm of equity through five successful financing rounds and more than $1b of committed loan purchasing power from multiple sources. The company is poised for significant growth in an industry that is fueled by the demand for higher education. Employees at this small and focused firm have an immediate impact on the business as decision making is rapid and collaborative and execution follows quickly. Team players thrive in a highly interactive environment free of bureaucracy. This position is based in Wilmington, DE.